The financial industry is one of the most highly scrutinized sectors in the world and is also one of the most vulnerable and targeted ones on the “dark web.” The sensitive information that moves through financial institutions is essential to modern life and quite valuable to hackers. Organizations like the SEC & FINRA have developed regulation and compliance standards to ensure the confidentiality, integrity, and availability of this sensitive information…. Keeping up with the ever-changing threats and expectations can be a challenge for businesses.
AlphaONE’s Guardian provides a comprehensive array of software & services built upon industry standards and best practices to help your business achieve & maintain regulatory compliance! (SEC/FINRA/SOX/etc.) We use our three-prong approach to help Finance businesses achieve a more secure platform for their company: